Key Responsibilities:

Strategic Compliance Oversight: Develop and implement comprehensive compliance policies and procedures tailored to our unique investment strategies, ensuring adherence to all relevant laws, regulations, and industry best practices.
Risk Management Expertise: Assess and mitigate regulatory risks associated with our investment activities, providing proactive guidance to senior management and investment teams.
Regulatory Liaison: Serve as the primary point of contact for regulatory agencies, overseeing audits, examinations, and inquiries with professionalism and transparency.
Training and Education: Conduct regular compliance training sessions to cultivate a culture of compliance awareness throughout the organization, empowering employees to make informed decisions within regulatory boundaries.
Monitoring and Surveillance: Implement robust surveillance systems to monitor trading activities and detect potential compliance breaches, taking prompt corrective action when necessary.
Policy Advocacy: Stay abreast of evolving regulatory developments and industry trends, advocating for policy changes and enhancements to support our business objectives.

Qualifications:

Bachelor's degree in finance, business, law, or related field; advanced degree and relevant certifications (e.g., CAMS, CFE, CSCP) preferred.
Extensive experience (8+ years) in compliance roles within the financial services industry, with a focus on hedge funds or asset management.
Strong understanding of SEC, FINRA, and other relevant regulatory frameworks governing investment management activities.
Proven track record of developing and implementing effective compliance programs, ideally within a long and short equity investment environment.
Excellent communication and interpersonal skills, with the ability to collaborate effectively across all levels of the organization.

Full time,